Investment Adviser (Level 1) Paperback – 2016 by National Institute of Securities Markets(NISM) (Author)

by  INDIAN INSTITUTE OF BANKING & FINANCE

Bank regulations subject banks to certain guidelines, stipulations, and restrictions in their day to day operations. This regulatory structure creates transparency between banking institutions and the individuals and corporations with whom they conduct business, among other things. Given the inter-connectedness of the banking industry and national (and global) economy and the reliance they have on banks, it is important for regulatory agencies to maintain close control over the standardized practices of these institutions. This book provides an overview of the internal guidelines, statutory and regulatory stipulations in force that regulate the financial environment with special reference to banks operating in India. The book also explains the concept of compliance, the compliance structure, role and relevance of compliance function in banks and importance of corporate governance. The book also gives an insight into the various risks that affect banks and methods to mitigate these risks. This book is a courseware for the Certified Banking Compliance Professional course offered in collaboration with ICSI with intent to create a cadre of compliance professionals in banks. This book would be useful to students of banking as also practitioners of bank audit and compliance.

You can buy this Book for Rs 1135. Click to buy this book online. It Contains 1152 pages and  Publisher: Taxmann; 2nd Edition edition (2017)

View Contents of this Book- Compliance in Banks (2nd Edition 2017)

Related Book on Banks

by : INDIAN INSTITUTE OF BANKING & FINANCE

Retail lending forms an important component in the asset portfolios of banks. As commercial banks shifted their focus from traditional need-based lending to a broad- based portfolio, retail lending became a mainstream business. There has been a good growth in consumer loans, housing loans, credit cards and personal loans. Most banks engage debt recovery agents for collection of their dues to avoid rising NPAs. Taking into account the job profile of Debt Collection/Recovery Agents, this courseware has been developed. This book covers basics of banking, an outline of various products, role of DRAs, guidelines applicable to DRAs etc.

You can buy this Book for Rs 325. Click to Buy online. It Contains 336 pages Publisher: Taxmann; 2nd Edition edition (2017)

View Contents of Book Handbook on Debt Recovery

Click on Book to Buy Rs 834

• Hardcover: 830 pages
• Publisher: Universal Law Publishing – An Imprint of LexisNexis; Fourth edition (1 March 2016)

Bank Frauds are on the increase and effective defence against this scourge is knowledge about them. If the information is available, it is easier to fight back : detect the crime, collect evidence against the perpetrator and provide against recurrence.

New chapters on computer Frauds, Credit Cards, Protection of Bank Documents, Information Technology, Handling of Bank Frauds including Investigation, Inquiry, Punitive Action, and upto date Case Laws, etc.

Bank Frauds Prevention & Detection, in its IV Avatar, is a discourse on Bank Frauds: their commission, prevention, detection, investigation and handling, Bank Frauds have not only increased tremendously in recent years but have also become high tech, thanks to electronic banking. This Edition is an effort to provide defence against the scourge. It is author`s firm belief that the knowledge about the various aspects discussed can go a long way to met the challenges of the new generation of bank fraud masters.

Tremendous changes in banking system have taken place since. The online banking, the Internet banking, the mobile banking, with the harnessing of Computers Laptops, Smart Phones, the Credit Cards, the ATMs have overwhelmed the industry and has affected all the professionals involved. There is no book on the subject, to meet the onslaught of the new fraudster. The present work strives to meet the current and emerging needs of the involved professionals and others.

Bank Frauds Prevention & Detection, in the new Edition, incorporates the latest developments in the field. Eight new chapters, in about 250 pages, have been added to cover the advancing fronts in banking and in handling bank frauds. The new Edition of the book bids to assist all concerned to handle their task effectively and efficiently.

Bank Frauds Prevention & Detection discusses the entire gambit of bank frauds in its thirty-six chapters including the relevant law and Case Laws. Important Supreme Court cases, relevant to the contents of the chapters, have also been given as appendices to the corresponding chapters. Thus, the book is an encyclopaedic comprehensive monograph on Bank Frauds to all, pestered by the scourge.

Contents
1.    Bank Frauds
2.    Classification
3.    Reporting Bank Frauds
4.    Bank Fraud Spectrum
5.    Bank Fraud prevention
6.    Bank Fraud prevention: Perceptions and Policies
7.    Fraud Prevention Stratigies
8.    Bank Customer
9.    The Bunco Banker
10.   Bank Documents frauds
11.   Material Alteration in Bank Frauds
12.   Cheque Frauds
13.   Signature in Bank Frauds
14.   Fingerprints
15.   Paper Currency frauds
16.   Computer Printers
17.   Typewriters and Cheque- Writers
18.   Sales and Stamps
19.   Computer in E-Banking
20.   Electronic Banking
21.   Payments
22.   Secure E-Banking
23.   Credit Cards and Releated Frauds
24.   Handling E-Bamking Frauds
25.   Mobile Banking and thier Frauds
26.   Money Laundering
27.   Dishonoured Cheques
28.   Counterfeit Coins
29.   Bank Robberies
30.  Prima Faice Case
31.  Departmental Processing
32.  Police Investigation
33.  Departmental Inquires
34.  Punitive Action
35.  Relevant Law
36.  Case-Law Ready Referencer
Table of Cases

(Paperback, Taxmann)

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Features of Statutory Guide For NBFC