THE GAZETTE OF INDIA EXTRAORDINARY PART — HI — SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, August 29, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the of 29th August, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) (AMENDMENT) REGULATIONS, 2016 No. SEBI/ LAD-NRO/GN/2016-17/010.—In exercise of the powers conferred… Read More »
GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, August 29, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 29th August, 2016 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (THIRD AMENDMENT) REGULATIONS, 2016 No.SEBI/LAD-NRO/GN/2016-17/011– In exercise of the powers conferred by section 31 of the Securities… Read More »
CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2016/86 Dated: September 16, 2016 To, The Managing Directors/Chief Executve Officers, National Commodity Derivatives Exchanges Sir/Madam, Sub: Settlement Guarantee Fund, Stress Testing and Base Minimum Capital 1. As per Section 131 (4) of the Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile Forward Markets Commission… Read More »
CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/87 Dated: September 16, 2016 To, The Managing Directors / Chief Executive Officers All Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Unique Client Code (UCC) and Mandatory requirement of Permanent Account Number (PAN) 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made… Read More »