CREDIT RATING 1. What is the full form of CRA? The full form of CRA is Credit Rating Agency. 2. What is a credit rating agency? A credit rating agency is an entity which assesses the ability and willingness of the issuer company for timely payment of interest and principal on a debt instrument. 3.… Read More »
INVESTOR GRIEVANCES – SCORES Attention: Please be informed that you should try to contact the person or company that is the cause of your complaint. You might be able to resolve your problem more quickly by speaking to them directly rather than waiting for a response to your complaint. 1. Which are the complaints dealt… Read More »
FREQUENTLY ASKED QUESTIONS (FAQs) ON SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 [UPDATED AS ON 25-5-2015] Disclaimer: These FAQs are prepared with a view to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 (“the Regulations”). For full particulars of laws governing the Foreign Portfolio Investors (FPI), please refer to the Acts/Regulations/Guidelines/Circulars etc. appearing under… Read More »
CLARIFICATIONS ON INSIDER TRADING CLARIFICATIONS ON SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992. SEBI has amended certain provisions of SEBI (Prohibition of Insider Trading) Regulations, 1992 vide notification dated November 19, 2008 for the purpose of better disclosures and prevention of insider trading. Subsequently we received a few queries from the companies seeking clarification mainly… Read More »
PORTFOLIO MANAGERS 1. Who is a Portfolio Manager? A portfolio manager is a body corporate who, pursuant to a contract or arrangement with a client, advises or directs or undertakes on behalf of the client (whether as a discretionary portfolio manager or otherwise), the management or administration of a portfolio of securities or the funds… Read More »
Shares of the company are delisted, please advice? Shares of the company are delisted on either of the following ground; (i) Compulsory Delisting. (ii) Voluntary Delisting. (iii) Delisted by Operation of Law. As the shares of the company are no longer listed on the Stock Exchange, it will not be possible for you to… Read More »
Trading in Shares of the company is suspended. Please advice? Companies may be suspended from trading on various grounds such as; (a) Non payment of listing fees. (b) Non fulfillment of listing agreement. etc. Shares of the company are listed and traded on the Stock Exchange, subject to compliance with the listing agreement. The Stock… Read More »
GLOSSARY A Account closure (depositor account) The closure of beneficiary and pool accounts by the investor and the clearing member or at the discretion of the participant, if the client has defaulted in its obligations towards the participant. Accounts Payable A current liability showing the amounts due to others within a period of one year… Read More »
INVESTMENTS IN MUTUAL FUND SEBI INVESTOR EDUCATION PROGRAMME Introduction Different investment avenues are available to investors. Mutual funds also offer good investment opportunities to the investors. Like all investments, they also carry certain risks. The investors should compare the risks and expected yields after adjustment of tax on various instruments while taking investment decisions. The… Read More »
FREQUENTLY ASKED QUESTIONS (FAQs) What is Insurance Repository? “Insurance Repository” means a company formed and registered under the Companies Act, 1956 (1 of 1956) and which has been granted a certificate of registration by Insurance Regulatory and Development Authority (IRDA) for maintaining data of insurance policies in Electronic form on behalf of Insurers.… Read More »