CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2017/24 March 16, 2017 To, All Recognised Clearing Corporations Dear Sir / Madam, Subject: Disclosures relating to regulatory orders and arbitration matters on websites of Clearing Corporations 1. In order to improve transparency in disclosing the regulatory orders and arbitration awards issued by clearing corporations, it has been decided that all regulatory orders i.e.… Read More »
Securities and Exchange Board of India PR No. 15/2017 Shri Ajay Tyagi takes charge as Chairman, SEBI Shri Ajay Tyagi took charge as Chairman, Securities and Exchange Board of India, today. Prior to this, Shri Tyagi was Additional Secretary, Department of Economic Affairs, Ministry of Finance, Government of India, handling the portfolios of Capital Market… Read More »
Grievance Redressal Mechanism Download : Grievance Redressal mechanism amended by SEBI
Securitisation, Asset Reconstruction and Enforcement of Security Interests by Vinod Kothari A comprehensive commentary on Securitization Laws, dealing with the operational as well as the regulatory aspect of Securitization Laws arranged under broad themes. • It provides a section wise commentary on the Securitization, Asset Reconstruction and Enforcement of Security Interest Act, 2002 (SARFAESI). • Analyses… Read More »
Guide to SEBI – Capital Issues, Debentures & Listing (Set of 2 Volumes) by K Sekhar Guide to SEBI, Capital Issues, Debentures and Listing is an encyclopedia on the conceptual, legal and procedural framework of the Indian capital market and securities laws, with complete coverage of the statutory provisions on the subject including rules, regulations,… Read More »
Investing in Stock Markets – Generic Elective in Commerce (CBCS) (January 2017 Edition) A Comprehensive, Authentic and well Illustrated book on”Investing in Stock Markets” Paper for Ability Enhancement Elective Course (AEEC) of B.Com. & Generic Elective in Commerce [Three Years (6-Semester)CBCS Programme of Central Universities Throughout India] Simple and lucid presentation of the concepts, procedures… Read More »
Views/Suggestions solicited on SEBI Consultative Paper on Public Issuance of Non-Convertible Debentures having credit rating below Investment Grade SEBI has placed the Consultation paper on Public Issuance of Non-Convertible Debentures having credit rating below Investment Grade on its website for public comments. We enclose the Consultative Paper for ready reference and seek your views/suggestions on… Read More »
THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JANUARY 04, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 4th January, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD/NRO/GN/2016-17/026.– In exercise of the powers conferred by subsection (1) of… Read More »
SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd January, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/025.─In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992… Read More »
CIRCULAR IMD/HO/FPIC/CIR/P/ 2017/ 003 January 04, 2017 To, 1. All Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC) 2. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities (“Custodians”). 3. All DDPs/ Custodian of Securities. 4. The Depositories (NSDL and CDSL) Sir/ Madam, SUBJECT: Guidelines for participation/functioning… Read More »