Category Archives: SEBI

Mutual Funds redemption Restriction : SEBI Guidelines

By | June 1, 2016

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/DF2/CIR/P/2016/57 Dated: May 31, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Restriction on redemption in Mutual Funds 1. Presently, in terms of circular SEBI/IMD/CIR No.5/126096/08 dated May 23, 2008, facility of restriction on redemption under any scheme… Read More »

Depository to maintain a wind-down plan :SEBI

By | May 31, 2016

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MAY 27, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (THIRD AMENDMENT) REGULATIONS, 2016 No. SEBI/ LAD-NRO/GN/2016-17/007- In exercise of the powers conferred by Section 30… Read More »

Audit qualifications impact in listed entities in separate format :SEBI

By | May 31, 2016

DISCLOSURE OF THE IMPACT OF AUDIT QUALIFICATIONS BY THE LISTED ENTITIES CIRCULAR NO. CFD/CMD/56/2016, DATED 27-5-2016 1. SEBI has put in place a mechanism to review the audit qualifications contained in the audit reports of the listed entities. The detailed procedure for the same has been prescribed in Schedule VIII read with Regulation 33 and… Read More »

wilful defaulter :Substantial Acquisition of Shares and Takeovers

By | May 26, 2016

THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (SECONDAMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/002.─ In exercise of the powers conferred under section 30 of the Securities and Exchange Board of… Read More »

wilful defaulter :Issue and Listing of Debt Securities

By | May 26, 2016

THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) (AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/004.─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India… Read More »

SEBI Listing Obligations and Disclosure Requirements (Amendment) Regulations 2016

By | May 26, 2016

THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/001.─ In exercise of the powers conferred by section 11, sub section (2) of section 11A and section… Read More »

Wilful defaulter dislcosure in case Non-Convertible Redeemable Preference Shares

By | May 26, 2016

THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES) (AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/005.─In exercise of the powers conferred under section 30 of the Securities and Exchange Board… Read More »

wilful defaulter : Disclosure in Part G in case of Right issue

By | May 26, 2016

THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/003.─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of… Read More »

wilful defaulter defined by SEBI

By | May 26, 2016

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (INTERMEDIARIES) (AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/006 .─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further… Read More »

Indian KYC/AML norms will now be applicable to all ODI issuers

By | May 24, 2016

Securities and Exchange Board of India PRESS RELEASE NO. 98/2016, DATED 19-5-2016 The SEBI Board met in Mumbai today and took the following important decisions: A. Offshore Derivative Instruments (ODIs) The Board was informed about the various aspects of ODIs. The Board took note of the measures taken by SEBI for tightening the eligibility and… Read More »