THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th June, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/008.─ In exercise of the powers conferred by section 11, sub section (2) of section 11A and section… Read More »
SEBI (“Securities & Exchange Board of India”) has issued a new Circular bearing No. CIR/CFD/FAC/62/2016 dated July 05 (in pursuance of SEBI Circular No. CIR/CFD/CMD/15/2015 dated November 30, 2015) , on formats for Financial Results to be submitted by the listed entities henceforth and implementation of Ind-AS by listed entities during the first year which… Read More »
GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MAY 27, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (THIRD AMENDMENT) REGULATIONS, 2016 No. SEBI/ LAD-NRO/GN/2016-17/007- In exercise of the powers conferred by Section 30… Read More »
Securities and Exchange Board of India CIR/IMD/FPI&C/61/2016 June 29, 2016 To, All Foreign Portfolio Investors Through their Custodians of Securities/DDPs Dear Sir/Madam, Sub: Clarification regarding grandfathering of ODI issuers and modification of replies of FAQ 70 and FAQ 71 of SEBI FAQs to SEBI (FPI) Regulations, 2014. In terms of the SEBI (Foreign Portfolio Investors)… Read More »
Securities and Exchange Board of India CIRCULAR CIR/IMD/FPI&C/59/2016 June 10, 2016 To, All Foreign Portfolio Investors (FPIs) (Through their Designated Depository Participants/Custodians of Securities) Dear Sir/Madam, Subject: Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format. 1. In terms of… Read More »
PR No. 112/2016 SEBI cautions public to deal with only SEBI registered investment advisers and research analysts The general public is hereby cautioned to deal with only SEBI registered investment advisers and research analysts for availing investment advisory services/ research services. The details of SEBI registered investment advisers and research analysts are available… Read More »
Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/58 June 07, 2016 To, The Depositories, Dear Sir / Madam, Subject: Investor Protection Fund (IPF) of Depositories 1. The Depository System Review Committee (DSRC) had examined various aspects of the depository IPF including utilization and investment policy of IPF and quantum of funds to be transferred to… Read More »
PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors by issuing securities including non-convertible and convertible debentures/ non-convertible and convertible preference shares/ equity shares in the garb of private placement, without complying with the provisions of Companies Act, 1956 read with the Companies Act, 2013, SEBI (Issue and Listing of … Read More »
PR No. 110/2016 June 06, 2016 SEBI cautions investors not to invest in schemes offered by entities barred by SEBI from raising money or entities not registered with SEBI Certain Collective Investment Scheme(s) (CIS) have come to the notice of SEBI, which were offered by entities not registered with SEBI nor offer document of such schemes… Read More »
Consultative Paper on Warehousing Norms for Agricultural & Agri-Processed Commodities Traded on National Commodity Derivatives Exchanges Related Post SEBI reduced Daily Price Limits & Near month Position Limits for Agricultural Commodity Derivatives and Suspension of Forward Segment SEBI Steps for Curbing Volatility in Commodities Derivatives Markets SEBI Revised Position Limits for Currency Derivatives Contracts SEBI… Read More »