CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/78 September 02, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Spot Price Polling Mechanism 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile FMC or the Central Government applicable… Read More »
REVISED FORMATS FOR FINANCIAL RESULTS AND IMPLEMENTATION OF IND AS BY LISTED ENTITIES WHICH HAVE LISTED THEIR DEBT SECURITIES AND/OR NON-CUMULATIVE REDEEMABLE PREFERENCE SHARES CIRCULAR NO.IMD/DF1/69/2016, DATED 10-8-2016 1. SEBI vide Circular No. IMD/DF1/9/2015 dated November 27, 2015, had prescribed formats for publishing financial results for the entities which have listed their debt securities and/or… Read More »
Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/75 August 30, 2016 To, The Managing Directors / Chief Executive Officers All Commodity Derivatives Exchanges Sir / Madam, Sub: Trading Hours/Trading Holidays on Commodity Derivatives Exchanges 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by… Read More »
PR No. 130/2016 CLIENT REGISTRATION DOCUMENTS IN VERNACULAR LANGUAGES SEBI had prescribed the following documents in order to make clients aware of their rights and obligations vis-à-vis the stock broker & sub-broker, make the clients aware of the risks involved in trading in securities market, bring in uniformity in the documents being signed by the… Read More »
Securities and Exchange Board of India Discussion Paper on review of framework for Institutional Trading Platform
CENTRAL REGISTRY OF SECURITISATION ASSET RECONSTRUCTION AND SECURITY INTEREST OF INDIA (CERSAI) CENTRAL KYC REGISTRY OPERATING GUIDELINES 2016 Version 1.1 d) “Reporting Entity” means an entity defined under sub-section (wa) of section 2 of the Act. e) “Customer” means a client as defined under sub-section (ha) of subsection 2 of the Act. f) “KYC” means… Read More »
Securities and Exchange Board of India CIRCULAR No. CIR/MIRSD/66/2016 Dated: July 21, 2016 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. All recognised Depositories 4. Depository Participants through Depositories 5. Association of Mutual Funds in India 6. Mutual funds through AMFI 7. Portfolio Managers 8. KYC Registration Agencies (KRAs) 9.… Read More »
Securities and Exchange Board of India SIMPLIFICATION OF ACCOUNT OPENING KIT CIRCULAR NO.MIRSD/64/2016, DATED 12-7-2016 1. Presently, a stock broker/depository participant is required, in terms of SEBI circulars: (a) No. MIRSD/SE /Cir-19/2009 dated December 3, 2009, (b) No. CIR/MIRSD/16/2011 dated August 22, 2011, and (c) No. CIR/MIRSD/12/2013 dated December 04, 2013, to provide a copy… Read More »
Source : SEBI Circular No. CIR/MRD/DRMNP/65/2016 Dated: July 15, 2016 To All recognized Clearing Corporations Dear Sir / Madam, Sub: Acceptance of Fixed Deposit Receipts (FDRs) by Clearing Corporations 1) Currently, Fixed Deposit Receipts of banks are accepted by Clearing Corporations as eligible collateral from the participants. 2) It is observed that some banks who… Read More »
THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd June, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2016 SEBI/LAD-NRO/GN/2016-17/009.─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992)… Read More »