SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 A. Definitions Q1. Regulation 2(1)(b) of LR defines an ‘associate company’ to mean any entity which is an associate under the Companies Act, 2013 or under the applicable accounting standards. Whether both conditions have to be met or either of the two? Answer: The definition of associate… Read More »
Securities and Exchange Board of India CIR/CFD/DIL3/18/2015 December 31, 2015 To All Recognised Stock Exchanges Dear Sir/Madam, Sub: Procedure to deal with cases prior to April 01, 2014 involving offer / allotment of securities to more than 49 up to 200 investors in a financial year 1. Prior to April 01, 2014, offers of securities… Read More »
Securities and Exchange Board of India CIRCULAR CIR/IMD/DF/11/2015 December 31, 2015 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Investment by Gold ETFs in Gold Monetisation Scheme of Banks 1. Please refer to SEBI circular dated February 15, 2013 read with circular dated October 18, 2013 on… Read More »
Securities and Exchange Board of India CIRCULAR CIR/MRD/DSA/01/2016 … Read More »
Securities and Exchange Board of India CIRCULAR CIR/CFD/DIL/1/2016 Dated- January 01, 2016 To All Recognised Stock Exchanges All Depositories All Registered Merchant Bankers All Registered Registrars to an Issue and Share Transfer Agents All Registered Bankers to an Issue Dear Sir / Madam, Sub.: Revised Contents of Application-Cum-Bidding Form and Manner of disclosure 1. SEBI… Read More »
SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION No. SEBI/LAD-NRO/GN/2015-16/026.— Mumbai, the 22nd December, 2015 In the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, in regulation 10, in sub-regulation (1), after clause (i) the following clause shall be inserted, namely:- “(j) increase in voting rights arising out of… Read More »
PR No. 297/2015 by Securities and Exchange Board of India Dated 23.12.2015 Sixth Meeting of the International Advisory Board of SEBI The Sixth meeting of the International Advisory Board (IAB) of the Securities and Exchange Board of India (SEBI) was held on December 21 & 22, 2015. The following major issues were inter alia discussed… Read More »
THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, DECEMBER 22nd , 2015 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd December, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2015 No. SEBI/LAD-NRO/GN/2015-16/27.─ In exercise of the powers conferred by… Read More »
SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 NOTIFICATION NO. SEBI/LAD-NRO/GN/2015-16/013, DATED 2-9-2015 In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31 of the Securities Contracts (Regulation) Act, 1956 (42… Read More »
Clause 49 of the Equity Listing Agreement SEBI issued CIRCULAR NO. CFD/POLICY CELL/2/2014, DATED 17-4-2014 and mentioned in Part-B – Clause 49 of the Equity Listing Agreement and it was amended vide circular CIR/CFD/POLICY CELL/7/2014 Dated 15-09-2014 Note After coming in to force SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 NOTIFICATION NO. SEBI/LAD-NRO/GN/2015-16/013, DATED 2-9-2015 the above circulars… Read More »