Category Archives: SEBI

Companies can avoid Penalties if deedmed public issue to less than 200 person

By | December 3, 2015

Securities and Exchange Board of India Deemed Public Issues Post April 01, 2014, any offer or allotment of securities shall be considered as public issue if the number of offerees / allottees exceeds 200 persons in a financial year under the Companies Act, 2013 as against the cap of 49 persons provided in the Companies… Read More »

SEBI Discussion Paper on public issuance of Convertible Securities

By | December 2, 2015

Discussion Paper on ‘Review of framework for public issuance of Convertible Securities ’ Such comments may please be e-mailed on or before December 23, 2015, to convertibles@sebi.gov.in or sent by post, to: Shri. Amit Tandon Deputy General Manager Corporation Finance Department Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, “G” Block Bandra… Read More »

SEBI Discussion Paper on “ Exit Offer to Dissenting Shareholders ”

By | December 2, 2015

Discussion Paper on “ Exit Offer to Dissenting Shareholders ” Such comments may please be e-mailed on or before December 23, 2015, to issueobject@sebi.gov.in or sent by post, to:- Shri. Amit Tandon Deputy General Manager Corporation Finance Department Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, “G” Block Bandra Kurla Complex Bandra… Read More »

Schemes of Arrangement by Listed Entities

By | December 1, 2015

As per the Circular No CIR/CFD/CMD/16/2015 Dated 30.11.2015 issued by Securities and Exchange Board of India To All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation)… Read More »

Format for Auditor’s Certificate for Schemes of Arrangement by Listed Entities

By | December 1, 2015

As per the Circular No CIR/CFD/CMD/16/2015 Dated 30.11.2015 issued by Securities and Exchange Board of India Format for Auditor’s Certificate To, The Board of Directors, …………………………………………………………….(Name and address of the Company) We, the statutory auditors of ……………………………. (name of the listed entity),(hereinafter referred to as “the Company”), have examined the proposed accounting treatment specified in… Read More »