Category Archives: SEBI

Auditor’s Report Format on Quarterly Financial Results (for Banks)

By | December 1, 2015

As per enclosed Circular No CIR/CFD/CMD/15/2015 Dated 30.11.2015 issued by of Securities and Exchange Board of India When an Unmodified Opinion is Expressed on the Quarterly Financial Results (for Banks) Auditor’s Report On Quarterly Financial Results and Year to Date Results of the Company Pursuant to the Regulation 33 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,… Read More »

Format of Auditor’s Report On Quarterly Financial Results when an Unmodified Opinion is expressed

By | December 1, 2015

As per enclosed Circular No CIR/CFD/CMD/15/2015 Dated 30.11.2015 issued by of Securities and Exchange Board of India When an Unmodified Opinion is expressed on the Quarterly financial results (for companies other than banks) Auditor’s Report On Quarterly Financial Results and Year to Date Results of the Company Pursuant to the Regulation 33 of the SEBI (Listing Obligations and… Read More »

Format for CA’s for the Limited Review Report (for Banks)

By | December 1, 2015

As per enclosed Circular No CIR/CFD/CMD/15/2015 Dated 30.11.2015 issued by of Securities and Exchange Board of India Format for the Limited Review Report (for Banks) Review Report to ……………………. We have reviewed the accompanying statement of unaudited financial results of ____ (Name of the Company) for the period ended ____. This statement is the responsibility of the Company’s… Read More »

Format for CA’s for Limited Review Report for companies

By | December 1, 2015

As per enclosed Circular No CIR/CFD/CMD/15/2015 Dated 30.11.2015 issued by of Securities and Exchange Board of India Format for the Limited Review Report for companies (other than banks) Review Report to ……………………. We have reviewed the accompanying statement of unaudited financial results of …………………………….. (Name of the Company) for the period ended…………. This statement is the responsibility of… Read More »

NO ESOP to Independent directors : SEBI

By | November 23, 2015

FREQUENTLY ASKED QUESTIONS ON SEBI (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014 1. In terms of proviso to regulation 3(12) of the SEBI (Share Based Employee Benefits) Regulations, 2014, the un-appropriated inventory of shares which is not backed by grants but has been acquired through secondary acquisition by the trust has to be sold on the… Read More »

EXIT ORDER IN RESPECT OF VADODARA STOCK EXCHANGE LTD (VSEL)

By | November 17, 2015

Securities and Exchange board of India PR No. 266/2015 Whole Time Member, SEBI, has passed an Order dated November 09, 2015 providing the exit to Vadodara Stock Exchange Limited (“VSEL”). VSEL is the seventeenth Stock Exchange to exit under this policy. SEBI vide Circular dated May 30, 2012 had issued the Guidelines for exit of… Read More »