Shri Prashant Saran, Whole Time Member, SEBI has passed an order on November 04, 2015, wherein M/s En Aromatic & Petro Chemicals Limited, its promoters and its directors inter-alia have been directed to refund the money collected by the company through issuance of Redeemable Cumulative Preference Shares, with interest at the rate of 15% per… Read More »
Securities and Exchange Board of India CIRCULAR CIR/CDMRD/DEICE/01/2015 November 16, 2015 To The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir/Madam, Sub: Annual System Audit, Business Continuity Plan(BCP) and Disaster Recovery (DR) 1. Pursuant to Section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28,… Read More »
Securities and Exchange Board of India CIRCULAR CIR/CDMRD/DIECE/02/2015 November 16, 2015 To The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir/Madam, Sub: Investor Grievance Redressal System and Arbitration Mechanism 1. Pursuant to Section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28, 2015, all recognized… Read More »
CIRCULAR CIR/CFD/POLICYCELL/11/2015 November 10, 2015 To Recognised Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers to an Issue Dear Sir/Madam, Sub: Streamlining the Process of Public Issue of Equity Shares and Convertibles 1. As a part of the continuing endeavor… Read More »
CIRCULAR CIR/CFD/CMD/9/2015 November 04, 2015 To The Managing Director/Executive Director, All recognised Stock Exchanges. The Managing Director/Executive Director, All Depositories. Dear Sir/Madam, Sub: Format for quarterly holding pattern, disclosure norms for corporate governance report and manner for compliance with two-way fungibility of Indian Depository Receipts (IDRs) 1. In terms of sub regulation (1) of regulation… Read More »
CIRCULAR CIR/CFD/CMD/10/2015 November 04, 2015 To All Listed Entities All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Format for Business Responsibility Report (BRR) 1. At a time and age when enterprises are increasingly seen as critical components of the social system, they are accountable not merely to their shareholders from a revenue and profitability perspective… Read More »
CIRCULAR CIR/CFD/CMD/8/2015 November 4, 2015 To All Listed Entities All the Recognised Stock Exchanges Dear Sir/Madam, Sub: Format for Voting Results 1. Regulation 44(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (hereinafter referred to as “Listing Regulations”), has prescribed that the listed entity shall submit to the stock exchange, within forty eight… Read More »
PR No. 255/2015 SEBI cautions investors not to invest in schemes offered by entities barred by SEBI from raising money or entities not registered with SEBI Certain Collective Investment Scheme(s) (CIS) have come to the notice of SEBI, which were offered by entities not registered with SEBI nor offer document of such schemes have been filed… Read More »
FREQUENTLY ASKED QUESTIONS ON SEBI (BUYBACK OF SECURITIES) REGULATIONS, 1998 These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the SEBI (Buyback of Securities) Regulations, 1998 [“Buyback Regulations”]. Any such explanation/clarification that is provided herein should not be regarded as an interpretation of law nor be treated as a binding opinion/guidance from the… Read More »
FREQUENTLY ASKED QUESTIONS ON SEBI (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 2011 These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 [“SAST Regulations, 2011”]. Any such explanation/clarification that is provided herein should not be regarded as an interpretation of law nor be… Read More »