Securities and Exchange Board of India CIRCULAR No. CIR/CFD/CMD/6/2015 Dated- October 13, 2015 To All Listed Entities All the Recognised Stock Exchanges Dear Sir/Madam, Sub: Format of uniform Listing Agreement 1. The requirement of executing a listing agreement with the Stock Exchange is specified under different regulations related with initial issuance of capital, the details… Read More »
SEBI (PROCEDURE FOR SEARCH AND SEIZURE) REPEAL REGULATIONS, 2015 – REPEAL OF SEBI (PROCEDURE FOR SEARCH AND SEIZURE) REGULATIONS, 2014 NOTIFICATION NO.SEBI/LAD-NRO/GN/2015-16/020, DATED 17-9-2015 In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes… Read More »
GUIDELINES ON OVERSEAS INVESTMENTS AND OTHER ISSUES/CLARIFICATIONS FOR AIFs/VCFs CIRCULAR NO.IMD/DF/7/2015, DATED 1-10-2015 1. SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”) were notified on May 21, 2012 repealing and replacing the erstwhile SEBI (Venture Capital Funds) Regulations, 1996. As on August 31, 2015, there are 165 Alternative Investments Funds (AIFs) registered with SEBI. 2.… Read More »
COMPREHENSIVE RISK MANAGEMENT FRAMEWORK FOR NATIONAL COMMODITY DERIVATIVES EXCHANGES CIRCULAR NO.CDMRD/DRMP/01/2015, DATED 1-10-2015 1. Pursuant to section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28, 2015, all recognized associations under the Forward Contracts (Regulation) Act, 1952 are deemed to be recognized stock exchanges under the Securities Contracts (Regulation)… Read More »
SECURITIES APPELLATE TRIBUNAL (SALARIES, ALLOWANCES AND OTHER TERMS AND CONDITIONS OF PRESIDING OFFICER AND OTHER MEMBERS) AMENDMENT RULES, 2015 – AMENDMENT IN RULES 2, 10 AND 11 NOTIFICATION NO. GSR 683(E) [F.NO.3/5/2015-RE], DATED 3-9-2015 In exercise of the powers conferred by section 15L, read with section 15M, 15-O and clauses (db) and (f) of sub-section… Read More »
THE GAZETTE OF INDIA EXTRAORDINARY PART III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, SEPTEMBER 17, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th September,2015 SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR SEARCH AND SEIZURE) REPEAL REGULATIONS, 2015 No. SEBI/LAD-NRO/GN/2015-16/020.– In exercise of the powers conferred by section 30 of… Read More »
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) PR No. 226/2015 Mumbai, September 03, 2015 SEBI has notified SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) on September 2, 2015, after following the consultation process. A time period of ninety days has been given for implementing the Regulations. However, two provisions… Read More »
Guidance Note on SEBI (Prohibition of Insider Trading) Regulations, 2015 [August 24th, 2015] SEBI (Prohibition of Insider Trading) Regulations, 2015 (“the Regulations”) were notified vide notification dated 15th January, 2015. The regulations came into effect from May 15th, 2015. Subsequently SEBI received certain queries from the market participants seeking guidance on the interpretation of some… Read More »