Category Archives: SEBI

Interest & Dividend reporting of Custodial Accounts- Rule 114G(1)(e) of Income Tax Rules, 1962

By | June 19, 2017
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Securities and Exchange Board of India CIRCULAR CIR/HO/MIRSD/MIRSD2/CIR/P/2017/59 June 15, 2017 To, All Recognized Depositories 2. Depositories Participants (DPs) through Depositories 3. Registrars to an Issue and Share transfer agents (RTAs) Dear Sir/ Madam, Sub: Interest and Dividend information reporting in case of Custodial Accounts- Rule 114G(1)(e) of the Income Tax Rules, 1962 1. This… Read More »

SEBI Circular on disclosure of executive remuneration by Mutual Funds

By | April 29, 2017
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Circular No. SEBI/HO/IMD/DF2/CIR/P/2017/35 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/Madam, Subject: Circular on Mutual Funds 1. Please refer to SEBI circular no. SEBI/HO/IMD/DF2/CIR/P/2016/42 dated 18 March 2016. 2. In partial modification of the above mentioned circular, para C of the circular pertaining to disclosure of executive remuneration shall read as… Read More »

Use of e-wallet for investment in Mutual Funds allowed by SEBI & Other SEBI Board Meeting Decisions

By | April 27, 2017
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SEBI Board Meeting PR No.: 25/2017  Dated: Apr 26, 2017 The SEBI Board met in Mumbai today and took the following decisions: 1.  Instant Access Facility (IAF) in Mutual Funds and use of e-wallet for investment in Mutual Funds With an objective to channelize households’ savings into capital market and to promote digitalization in mutual… Read More »

SEBI Payment of Fees& Mode of Payment Regulations 2017 -Notification -06.03.2017

By | March 8, 2017
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SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th March, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYMENT) (AMENDMENT) REGULATIONS, 2017 1. These Regulations may be called the Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017. 2. They shall come… Read More »

Guide to SEBI – Capital Issues, Debentures & Listing -K Sekhar Book

By | March 8, 2017
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Guide to SEBI – Capital Issues, Debentures & Listing (Set of 2 Volumes) Hardcover – 23 Dec 2016 by K Sekhar (Author) Guide to SEBI, Capital Issues, Debentures and Listing is an encyclopedia on the conceptual, legal and procedural framework of the Indian capital market and securities laws, with complete coverage of the statutory provisions on… Read More »

SEBI Board Meeting -8 key decisions on 14.01.2017

By | January 15, 2017
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PR No. 5/2017 SEBI Board Meeting The SEBI Board met in Jaipur today and took the following decisions:   I. Reduction of Fees payable by brokers by 25% and Calibration of other fees  SEBI has been following the practice of calibrating the fees either upwards or downwards as per SEBI’s requirements from time to time so… Read More »

Exclusively listed companies on Dissemination Board ; Time extended by SEBI

By | January 6, 2017
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CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2017/5 January 05, 2017 All recognised/Non-operational /Exited Stock Exchanges. All Exclusively Listed Companies in the Dissemination Board (shares of companies available for buying and selling and not for companies referred as vanishing companies.) Dear Sir/Madam, Sub: Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board (DB). 1. SEBI vide circular dated… Read More »

SEBI Guidance Note on Board Evaluation

By | January 6, 2017
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Guidance Note on Board Evaluation CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2017/004 January 5, 2017 To All listed entities Sir / Madam, Sub: Guidance Note on Board Evaluation 1. The Companies Act, 2013 and SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR”) contain broad provisions on Board Evaluation i.e. evaluation of the performance of: (i) the Board as… Read More »