BUYBACK , DELISTING, TAKEOVER OPEN OFFERS 1. I haven’t received the offer document/ acceptance/ tender form for open take over offer. How can I apply? In case of open offer, the acquirer will publish an announcement in the newspapers. The announcement, letter of offer along with form of acceptance are also made available on SEBI… Read More »
GUIDE TO UNDERSTAND IPO AND OFFER DOCUMENT This sub-section attempts to inform the structure of presentation of the content in an offer document. The basic objective is to help the reader to navigate through the content of an offer document. (a) Cover Page Under this head full contact details of the Issuer Company, lead managers… Read More »
EQUITY AND CURRENCY DERIVATIVES Q1 What are Derivatives? A. The term “Derivative” indicates that it has no independent value, i.e. its value is entirely “derived” from the value of the underlying asset. The underlying asset can be securities, commodities, bullion, currency, live stock or anything else. In other words, Derivative means a forward, future, option… Read More »
DEPOSITORY PARTICIPANTS 1. What is a depository? A “Depository” is a provider of facility for holding securities in book entry or electronic form. It is a kind of bank for securities like shares, debentures, bonds, etc. It also facilitates transactions in the securities held by it. 2. What is dematerialization (Demat)? “Dematerialization” is a process… Read More »
DEBENTURE TRUSTEE 1. What is a Debenture? A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate… Read More »
CONSENT ORDER & COMPOUNDING OF OFFENCE Updated 20-4-2007 Please refer to Circular No. EFD/ED/Cir-1/2007 dated 20 April 2007 for further details about the process of consent and compounding. Q1. What is a Consent Order ? A. Consent Order means an order settling administrative or civil proceedings between the regulator and a person (Party) who may… Read More »
CREDIT RATING 1. What is the full form of CRA? The full form of CRA is Credit Rating Agency. 2. What is a credit rating agency? A credit rating agency is an entity which assesses the ability and willingness of the issuer company for timely payment of interest and principal on a debt instrument. 3.… Read More »
INVESTOR GRIEVANCES – SCORES Attention: Please be informed that you should try to contact the person or company that is the cause of your complaint. You might be able to resolve your problem more quickly by speaking to them directly rather than waiting for a response to your complaint. 1. Which are the complaints dealt… Read More »